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First Republic Securities Company, LLC - Member FINRA/SIPC
Business Continuity Plan
Introduction
First Republic Securities Co., LLC understands how important peace of mind is. First Republic's business continuity plan ensures that our services and products will be restored to normal service levels as quickly as possible with minimal disruption to you and your business. In the event of a natural disaster or national emergency which affects First Republic's main offices in San Francisco, CA, the following plan will ensure that you can access your account information quickly.
Contacting Us
- If you cannot contact your Investment Professional as you normally do and our main telephone lines (415) 296-5888 or (877) 348-5576 were to become unavailable due to any emergency, all calls would be re-routed to our back-up office in Los Angeles, CA. In the event that a natural disaster or power outage has affected all regions of California, all calls would be re-routed to our New York office.
- For your convenience you will also be able to visit our website at www.firstrepublic.com where we will post updated information advising you of the status of our operations. In the event that all of FRSC phone lines are unavailable and you can not reach our personnel, our website will give you instructions on how you may access the funds and securities in your First Republic Securities account and enter transactions directly with our clearing firm Pershing, LLC.
- Please be assured that First Republic Securities Company, LLC and Pershing, LLC has a back-up of all our client files and records. These will be kept in a separate geographic area for safe keeping.
Summary
We are confident that, by continuing to develop our plans and proactively managing our response, we will be well-positioned to maintain our critical operations in support of our customers. While FRSC will do our best to keep our service running smoothly, no contingency plan can eliminate all risks of service interruption.
| Investments in securities and mutual funds are: | ||
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| NOT FDIC-INSURED |
NOT BANK GUARANTEED |
MAY LOSE VALUE |
| Special Notice to Non-U.S. Investors |
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| Each of the investment products and services referred to on this website is intended to be made available to U.S. residents. This website shall not be considered a solicitation or offering for any investment product or service to any person in any jurisdiction where such solicitation or offer would be unlawful. |
