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HOME > Brokerage > Open a Brokerage Account - Step 1

First Republic Securities Company, LLC - Member FINRA/SIPC

Opening an account...

This feature has been designed as a guide to assist you in opening a new account. Please read this page carefully, then move onto the next. This three step process will help to ensure that you complete the correct forms. Should you have any questions concerning opening an account, do not hesitate to contact us at (877) 348 5576. Important Information about Procedures for Opening a New Account

Step 1

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What type of account would you like to open? Select an account type then print and complete the required forms available as Adobe Acrobat PDF files:

Account Type	Account Features	Required Forms
Individual	Basic brokerage account with trading of equities and mutual funds Cash settlement of trades Comprehensive monthly statements Free online access	New Account Application (PDF) New Account Terms and Disclosure (PDF) Credit/Debit Authorization Agreement (PDF) Electronic Services Agreement (PDF) Copy of photo ID
Joint	Same features as Individual Account Joint registration/ownership	New Account Application (PDF) New Account Terms and Disclosure (PDF) Credit/Debit Authorization Agreement (PDF) Electronic Services Agreement (PDF) Copy of photo ID
Corporate	Same features as Individual Account Account is used to invest assets on behalf of a business/legal entity	New Account Application Corporate (PDF) New Account Terms and Disclosure (PDF) Credit/Debit Authorization Agreement (PDF) Corporate Resolution (PDF) Electronic Services Agreement (PDF) Copy of Government issued business license Copy of photo ID for each signer Additional Authorized Signer form for each person authorized to act on behalf of the account (PDF)
Partnership	Same features as Individual Account Account is set up as a Limited Partnership	New Account Application Corporate (PDF) New Account Terms and Disclosure (PDF) Credit/Debit Authorization Agreement (PDF) Partnership Agreement (PDF) Electronic Services Agreement (PDF) Copy of photo ID for each signer Additional Authorized Signer form for each person authorized to act on behalf of the account (PDF)
Trust	Same features as Individual Account Account is used to invest assets on behalf of a trust (the trust must be established before the brokerage account can be opened)	New Account Application (PDF) New Account Terms and Disclosure (PDF) Credit/Debit Authorization Agreement (PDF) Electronic Services Agreement (PDF) Copy of Trust agreement
IRA	Same features as Individual Account An IRA allows your retirement assets to grow tax deferred	New Account Application (PDF) New Account Terms and Disclosure (PDF) Traditional IRA Adoption Agreement* (PDF) Roth IRA Adoption Agreement* (PDF) Electronic Services Agreement (PDF) Copy of photo ID *For SEP IRAs please contact First Republic Securities Company
Margin	Provides account owner(s) the option to trade on margin	Margin Agreement (PDF)
Option Trading	Enables account owner(s) to trade options in addition to equities and mutual funds	Options Agreement (PDF)

Investments in securities and mutual funds are:
NOT FDIC-INSURED	NOT BANK GUARANTEED	MAY LOSE VALUE

Special Notice to Non-U.S. Investors
Each of the investment products and services referred to on this website is intended to be made available to U.S. residents. This website shall not be considered a solicitation or offering for any investment product or service to any person in any jurisdiction where such solicitation or offer would be unlawful.

Member FINRA / SIPC