SEC Rule 606

Disclosure of Order Routing Practices

Our reporting vendor firm, TAG, has provided the data concerning the routing of order flow (the "Data") on this website. Although TAG has used commercially reasonable efforts to provide accurate Data from our clearing firm, Pershing, LLC (“Pershing”) as well as from other sources, the Data is provided to you on an "as is" basis.

If you would like to read this information, you will be required to enter the Broker-Dealer name when you access the website. Please note that disclosure information will only be available to customers of those firms that are required to display their data.

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